-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RNZ6bV6GDsefi7ApzaMtITrobXrgP9vfbU+uhw51mqHU30EGB51NQhLusRMbMbX/ WcOwEdRwmBDJU3Ok6OeCFQ== 0000950142-08-000351.txt : 20080214 0000950142-08-000351.hdr.sgml : 20080214 20080214111752 ACCESSION NUMBER: 0000950142-08-000351 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Fortress Investment Group LLC CENTRAL INDEX KEY: 0001380393 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82793 FILM NUMBER: 08609945 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 212-798-6100 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: Fortress Investment Group Holdings LLC DATE OF NAME CHANGE: 20061107 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA INVESTMENT MANAGERS U.S.A.,INC. CENTRAL INDEX KEY: 0001389289 IRS NUMBER: 208151827 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O NOMURA HOLDINGS, INC. STREET 2: 1-9-1, NIHONBASHI, CHUO-KU CITY: TOKYO STATE: M0 ZIP: 00000 BUSINESS PHONE: 81-03-5255-1000 MAIL ADDRESS: STREET 1: C/O NOMURA HOLDINGS, INC. STREET 2: 1-9-1, NIHONBASHI, CHUO-KU CITY: TOKYO STATE: M0 ZIP: 00000 SC 13G 1 sc13g_fortress.htm SCHEDULE 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. _)*

      Fortress Investment Group LLC    

(Name of Issuer)


    Class A shares    

(Title of Class of Securities)


        34958B106        

(CUSIP Number)


      December 31, 2007       

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[

]

Rule 13d-1(b)

 

[

]

Rule 13d-1(c)

 

 

[ X ]

Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the reminder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 



CUSIP NO. 34958B106

Schedule 13G

Page 2 of 5

 

 

 

1

NAME OF REPORTING PERSON              Nomura Investment Managers U.S.A., Inc.

 

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP


(a)     o
(b)     o

 

3

SEC USE ONLY

 

4

CITENZSHIP OR PLACE OF ORGANIZATION       Delaware

 



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH

5


6


7


8

SOLE VOTING POWER
55,087,666


SHARED VOTING POWER
-0-


SOLE DISPOSITIVE POWER
55,087,666


SHARED DISPOSITIVE POWER
-0-

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

55,087,666

 

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES



         o

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

58.2% of Class A shares outstanding as of November 13, 2007[1]

 

12

TYPE OF REPORTING PERSON                                CO

_________________________

[1] 

The Class A shares held by the Reporting Person represents approximately 13.5% of the total outstanding voting shares of the Issuer, based on the total number of voting shares that were outstanding as of November 13, 2007.

 

 



CUSIP NO. 34958B106

Schedule 13G

Page 3 of 5

 

 

 

Item 1(a).

Name of Issuer:

 

 

 

Fortress Investment Group LLC (the “Issuer”)

 

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

 

 

 

1345 Avenue of Americas, 46th Floor, New York, New York 10105

 

 

Item 2(a).

Name of Persons Filing:

 

 

 

Nomura Investment Managers U.S.A., Inc.

 

 

Item 2(b).

Address of Principal Business Office:

 

 

 

c/o Nomura Holdings, Inc.

 

1-9-1, Nihonbashi, Chuo-ku, Tokyo Japan

 

 

Item 2(c).

Citizenship:

 

 

 

Delaware

 

 

Item 2(d).

Title of Class of Securities:

 

 

 

Class A shares, par value $0.01 per share

 

 

Item 2(e).

CUSIP Number: 34958B106

 

 

Item 3.

Not applicable.

 

 

Item 4.

Ownership.

 

 

 

(a)     Amount beneficially owned:

 

 

 

55,087,666

 

 

 

(b)      Percent of class:

 

 

 

   58.2%

 

 

 

(c)      Number of shares to which each Reporting Person has:

 

 

 

   (i)     Sole power to vote or direct the vote: 55,087,666

 

   (ii)    Shared power to vote or direct the vote: -0-

 

   (iii)    Sole power to dispose or to direct the disposition of: 55,087,666

 

   (iv)    Shared power to dispose of or direct the disposition of: -0-

 

 

 



CUSIP NO. 34958B106

Schedule 13G

Page 4 of 5

 

 

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

 

 

Not Applicable.

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

 

 

Not Applicable.

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company.

 

 

 

Not Applicable.

 

 

Item 8.

Identification and Classification of Members of the Group.

 

 

 

Not Applicable.

 

 

Item 9.

Notice of Dissolution of a Group.

 

 

 

Not Applicable.

 

 

Item 10.

Certification.

 

 

 

Not Applicable.

 

 



CUSIP NO. 34958B106

Schedule 13G

Page 5 of 5

 

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:

February 14, 2008

 

 

 

 

 

 

 

Nomura Investment Managers U.S.A., Inc

 

 

 

 

BY: Shigeki Fujitani
President

 

 

 

 

 

/s/ Shigeki Fujitani


 

 

 

 

 

 

 

 

 

Signature

 

 

 

 

 

 

 

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